amaryada

Amaryada (a-maryada — "boundless") is an Ohio-based technology consulting firm helping boutique Registered Investment Advisers manage Marketing Rule (Rule 206(4)-1) risk. We review your marketing corpus — Form ADV disclosures, pitch decks, website copy, performance presentations, testimonial disclosures — and deliver documented findings with suggested revisions, structured for your securities counsel's review.

Find your Marketing Rule exposure — without sending your documents to the cloud.

Dedicated-infrastructure Marketing Rule reviews for boutique wealth management firms.

The Problem

The SEC has swept dozens of RIAs for Marketing Rule violations — unsubstantiated claims, missing testimonial disclosures, improper performance presentation — with combined penalties in the millions. Checking documents with public AI tools means handing internal Form ADVs and pitch decks to a third-party cloud.

The Amaryada Approach

• Single-tenant infrastructure: documents are processed on dedicated hardware in a secured Ohio facility — never on public cloud AI services, never shared with third parties.
• Deep document context: 100-page Form ADVs and complex pitch decks are processed in full, catching omissions manual reviews miss.
• Actionable deliverables: flagged risks, cited SEC rules, and suggested revisions ready for your counsel's review.
• Defined retention: source files are deleted within 30 days of delivery; a deletion confirmation is available on request.

Our Process

1. Encrypted upload of drafts through a secure connection directly to our dedicated server.
2. Dedicated processing against Marketing Rule requirements and SEC enforcement precedents.
3. Delivery of your written risk report; source files deleted within 30 days.

Contact: info@amaryada.com

Amaryada provides compliance review and analysis services, not legal advice. Amaryada LLC is an Ohio technology consulting firm; it is not a law firm, a Registered Investment Adviser, or an accounting firm.